-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DvkE+GcxBI2038Yv7IGnZke7Vt4vWzZBn9Nvl6YjN2FrRpAy2ojTqavp3HDjpS2B eIpcsGEWUgAdobjWdVfDRA== 0000869986-97-000002.txt : 19970414 0000869986-97-000002.hdr.sgml : 19970414 ACCESSION NUMBER: 0000869986-97-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970411 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED PHOTONIX INC CENTRAL INDEX KEY: 0000869986 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330325826 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41903 FILM NUMBER: 97578768 BUSINESS ADDRESS: STREET 1: 1240 AVENIDA ACASCO CITY: CAMARILLO STATE: CA ZIP: 93012 BUSINESS PHONE: 8059870146 MAIL ADDRESS: STREET 1: 1240 AVENIDA ACASO CITY: CAMARILLO STATE: CA ZIP: 93012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEASON HAYDEN CENTRAL INDEX KEY: 0000928182 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 10 MONTE SOL STREET 2: PALMAS DEL MAR CITY: HUMACAO STATE: PR ZIP: 00791 BUSINESS PHONE: 8098507000 MAIL ADDRESS: STREET 1: 10 MONTE SOL STREET 2: PALMS DEL MAR CITY: HUMACAO STATE: PR ZIP: 00791 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* ADVANCED PHOTONIX, INC. ---------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share ---------------------------------------------------- (Title of Class of Securities) 00754E-10-7 ----------------------- (CUSIP Number) Jeffrey P. Gray Wildman, Harrold, Allen & Dixon 225 West Wacker Drive, Chicago, IL 60606 ---------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications) March 12, 1997 ------------------------------------------------------ (Dates of Events which Require Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D -------------------- ------------------ CUSIP NO. 00754E-10-7 Page 2 of 3 Pages 1 NAME OF REPORTING PERSON HAYDEN LEASON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK THE BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 1,304,100 SHARES ______________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY ______________________________________________________ EACH 9 SOLE DISPOSITIVE POWER 1,304,100 REPORTING ______________________________________________________ PERSON WITH 10 SHARED DISPOSITIVE POWER ______________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,304,100 ______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.0% ______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ______________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEM 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. This amends the statement on Schedule 13D (the Statement) filed with the Commission by Hayden Leason (Leason) with respect to his ownership of Class A Common Stock, $.001 par value per share of Advanced Photonix, Inc., a Delaware corporation (the Company). Unless otherwise defined herein, all capitalized items herein shall have the meaning ascribed to them in the Statement. Item 5. Interest in Securities of the Issuer. (a) As of the date of this Statement, Leason beneficially owned an aggregate of 1,304,100 shares of Class A Common Stock. Such shares of Class A Common Stock Represent 12.0% of the outstanding Class A Common Stock of the Company, based on 10,854,495 shares of Class A Common Stock actually outstanding as of March 12, 1997. (b) Leason has sole power to vote or direct the vote and sole power to dispose or direct the disposition of all shares of Class A Common Stock that he owns. (c) Not Applicable (d) Not Applicable (e) Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: April 4, 1997 /s/ Hayden Leason ----------------- Hayden Leason -----END PRIVACY-ENHANCED MESSAGE-----